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Outline

Outline
1.0 Aim and Objective
2.0 Logical Framework Format
2.1 Definition
2.2 The Logical Framework Format
3.0 Description of the Core Components of Logical Framework
4.0 Sample Logical Framework Matrix for a Reproductive Health Programme


1.0 Aim and Objective

Aim

To provide an opportunity for the participants to examine the Logical Framework Approach as a planning, monitoring and evaluation tool. 

Objectives 

By the end of the session, participants will have: 

o     Examined the elements of LFA tool and how they are used 

o     Explored the use of LFA as planning, monitoring & evaluation tool 

o     Developed a logframe matrix 

o     Explored benefits and limitations of LFA 

2.0 Logical Framework Format

2.1 Definition

 

o     The logical framework is a set of related concepts

o     It describes in an operational way in matrix form the most important aspects of an operation

o     It provides a way of checking whether the operation has been well designed.

o     Facilitates improved monitoring and evaluation.  

2.2 The Logical Framework Format
 

 

Objectively verifiable indicators

Sources of verification

Assumptions

General Objective

(Goal)

 

 

 

Project purpose

 

 

 

Expected results(output)

 

 

 

Activities

 

 

 

Input

 

 

 

 

o     The components of the framework include: overall objectives (goal) project purpose and results (outputs) verifiable indicators and assumptions.

o     The logical framework can be prepared in form of diagrams and wall charts.

o      It helps structure discussions and gives a clearer view of what is under discussion before and during the project planning

o     It is thus a tool for understanding the purpose of the project, the strategy to achieve it and the means deployed.

o      The same logical framework is used as a point of reference during monitoring missions and evaluation, to analyse the operation’s results and impact.

3.0 Description of the Core Components of Logical Framework 

Goal

This is the general objective of the project. The objective goal specifies the benefits, which the beneficiaries will enjoy as a result of the project.  

Purpose/Objectives

The purpose expresses the action that the target group will take in order to bring about the desired change.  The Project Purpose often describes a change in the target group's behaviour, resulting from its use of the services or products provided by the project. 

Outputs (expected results)

These are the goods/services/products, which the project makes available to the

target group are described. These are the responsibility of the project. 

Activities

They are all the steps, which the project takes to provide the various goods,

services and products. 

Objectively Verifiable Indicators (OVIs)

These are statements used to depict what shall indicate accomplished purpose, objectives and results. OVIs should be SMART and are neither positive nor negative. They help in measuring, observing and counting and are used in monitoring and evaluating the project.

Defining OVIs:

a)         Specify for each result the project purpose and overall objectives that is; the quantity (how much); the quality (what); the target group (who); the time period (starting when and for how long; the place (where)* indicators concerning the overall objectives tend to be more qualitative than those applicable to the project purpose and the results, which have quantitatively measurable components

b)        Check whether the indicator or indicators describe the overall objective, purpose or results accurately. If not, other indicators should be added or new ones found.  

c)         Care should be taken to ensure that the OVIs for the project purpose –‘the projects, centre of gravity’ do in practice incorporate the notion of sustainable benefits for the target group. NOTE: OVIs are the targets we are aiming for in quantitative terms. The easy way to understand OVIs is to break them into their component parts/the goal, purpose and outputs all have their own OVIs. 

Sources (Means) of verification (MOVs)

These are tangible entities that provide needed information where OVIs are to be found. They help to provide evidence of the existence of OVIs. How to identify MOVs:  

a)     Decide sources of verification are needed to obtain the information on OVIs;  

b)     Identify which sources are to be collected, processed and kept within the project and which outside (existing sources);  

c)        Check sources outside the project to ensure that; their form/presentation is appropriate; they are specific enough; they are reliable; they are accessible (where and when); the cost of obtaining the information is reasonable. 

NOTE: replace OVIs for which no suitable source can be found by others. MOV’s are the methods that will be used to measure OVIs. The OVIs box next to activities in the LFA grid is usually reserved for writing in costs and resources that will be used to implement activities. OVIs form an important component of monitoring and evaluation. 

Means and Costs (Inputs)

These are physical and non-physical inputs that facilitate implementation of a project. They also include human resources and virtual aspects such as opportunity, demand and access etc. They also include time and financial resources.  

Establishing means and costs: work out human, material and financial means necessary to carry out the planned activities under each result; work out human, material and financial means needed for management and support activities not included in the log-frame; calculate the cost of resources thus established and shared among the financing partners and prepare the total budget. 

Assumptions (Risks)

These are conditions that exist beyond the real of control in a project.

The conditions threaten the potential for achieving the project purpose.  

Identification of Assumptions  

a)     Identify in the hierarchy of objectives-those not covered by the objective tree, by the selected strategy but are important for the success of the object:  

i)                   Place them as external factors tat the appropriate level of the log-frame.

ii)                 Identify other external factors not included in the hierarchy, which must be fulfilled to achieve the overall objective, project purpose and the results.

iii)               Identify necessary pre-conditions, which have to be met in order to start with project activities.  

b)     Assess the importance of the external factors by using the assessment chart depending on the conclusions; take out the external factor (almost certainly); include the external factor as an assumption (likely); Redesign the project.  

c)      Check the interventions logic and assumptions on completeness beginning with the pre-conditions to see whether the intervention logic is indeed logical and overlooks nothing. 

Identifying Pre-conditions: conditions which affect the project but which the project management cannot control; 

a)    Project management makes assumptions about the potential risks.

b)    The risks and assumptions relate to the goal, purpose, outputs and activities

c).    The risks and assumptions link activities to outputs and outputs to purpose and purpose to goal.

d)    Acknowledging risks involved enables us to make contingency plans.  

NOTE: ‘Killer assumptions’- A risk that has a high likelihood of occurring and stops the project in its tracks. When a killer assumption is identified during the planning process it is time to go to the drawing board and rethink the project. 

Conclusion

The LFA does not replace participatory work with communities. it is simply a way of describing a project once all discussions and planning have taken place and can help with planning because it encourages thinking through aspects of the project. LFA is not cast in stone. It is a management tool to help us think through all components of a project to ensure no key issues have been left out. 

LRA has its strengths:  

1. Establishing the practical limits of project management responsibility.

2. Identifying the project planning assumptions in explicit and operational terms.

1.     Permiting a clearer separation between manageable interests and those factors, which appear to be beyond control of the project management team.

2.     Providing both initial goals and final results.

3.     Helping in evaluating a project. By explicitly identifying how the project is to be evaluated, the decision-makers can be realistic estimates of project outcomes and can identify problems, which might be encountered. 

Logical Framework has its limitations too:

1. It assumes a linear causal sequence, which is an unlikely simplification of the relationship among various project components and elements in the environment.

2. It gives no guidance on equitable income distribution, employment opportunities, access to resources, popular participation in decision-making, proven strategies and techniques, cost and feasibility of replication and assumptio

4.0 Sample Logical Framework Matrix for a Reproductive Health Programme 
 

Vertical Hierarchy of Objectives

Objectively Verifiable Indicators (OVI)

Means of Verification (MOV)

Assumptions

GOAL:

To improve reproductive health (RH) in Nairobi Slums

 

 

·         Maternal mortality rate decreased by 20% by dd/mm/yy

·         Maternal morbidity rate reduced by 20% by dd/mm/yy

·         IMR reduced by 15% by dd/mm/yy

·         Cases of STD/HIV/ AIDS reduced by 12% by dd/mm/yy

 

Provincial Government Health Statistics

 

 

Summative Evaluation Report

High morbidity, mortality and fertility rates are due to lack of knowledge and/or access to quality services

 

Government and provincial government will endorse and support the programmes

 

Funding will be approved and available

Economic and political stability will prevail

PURPOSE:

To increase the increased use of RH services in Nairobi Slums

By dd/mm/yy

v      Clinic attendance by women will increase by 30%

v      Men attending men’s clinics will increase by 15%

v      Adolescent clinic attendance will increase by 60%

v      Contraceptive prevalence rate will increase by 30%

v      60% of the rural population will report knowledge of and access to mobile RH programme services.

Programme monthly reports

 

 

 

Clinic records for attendance, care given and stocks used

The relevant people will be interested to listen to the broadcasts and more fully utilize the clinics

 

Access to clinics and rural services will be much improved by the programme

 

The services offered are acceptable and appropriate to the needs of the population

 

OUTPUTS:

1) 12 existing RH facilities upgraded and equipped, staffed and operational 

2) Ante-natal, post-natal, family planning, STD/ HIV/AIDS, adolescent, men’s and MCH services established and operational at each clinic 

3) 4 mobile clinic rural outreach services established and operational covering 80% of the province 

4) CBD programme established in 4 areas 

5) Monthly radio broadcasts organised for one year 

6) End of programme evaluation report disseminated and revised continuation process established

 

12 clinics upgraded, staffed and equipped by dd/mm/yy

36 staff fully trained in the specialist services to be offered by dd/mm/yy 

All specialist clinic services available in each centre by  dd/mm/yy 

4 Mobile clinics for rural areas functional by dd/mm/yy 

8 CBD workers trained, equipped and programme established by dd/mm/yy 

12 monthly radio programmes, discussed, prepared and broadcast by dd/mm/yy  

By dd/mm/yy monitoring reports analysed to compile a summative programme evaluation report.  

Report disseminated to relevant stakeholders by the end of dd/mm/yy

 

Programme monthly reports, Accountant’s records

Trainer’s reports 

 

Mid-term review

 

Monthly report

Monthly report

 

Recorded broadcasts

 

Accountant’s records

Monthly reports, Mid-term review

 

Evaluation reports

Equipment and supplies will be consistently and logistically well organized

 

Trained staff will serve the programme well throughout its duration

 

 

ACTIVITIES:

1.1        Secure funding and plans for RH facilities, appoint contractors

1.2        Ensure facilities upgraded to specifications

1.3        Order supplies and equipment for clinics

1.4        Arrange specialist refresher training for existing staff

1.5        Appoint new, qualified and experienced staff for programmes

2.1        Check that all services are provided and fully operational

2.2        Ensure radio broadcasts advertise these services

3.1        Arrange mobile outreach services with communities and staff

4.1        Recruit and train CBD workers

4.2        Prepare and implement CBD programme

5.1        Prepare and organize monthly RH radio broadcast for one year

6.1        Set up formative and monitoring processes. Monthly reporting systems for each programme

6.2        Conduct overall evaluation, prepare report and establish revised plan.

INPUTS

Clinic upgrading rehabilitation programme (including staff salaries and training costs)

$668,000

 

Mobile outreach services programme

$20,800

 

CBD programme $30,353

 

Radio broadcasts, airtime $4,200

 

Monitoring / Evaluation $5,000

 

TOTAL: $728, 353

 

N.B. These costs are only approximate

 

 

Accountant’s records

 

Activity

In groups of 5-7 participants, prepare a logical framework matrix of a project of your choice
Example:
Domestic Violence Intervention Program


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